pdf_icon 1249 12/15/2023 STATUS REPORT Seventh Written Status Report of the Receiver Amending and Restating Status Report Filed December 14, 2023  by William J. Brown. (Attachments: # (1) Certificate of Service)(Brown, William)
pdf_icon 1248 12/14/2023 STATUS REPORT Sixth Written Status Report of the Receiver by William J. Brown. (Attachments: # (1) Certificate of Service)(Brown, William)
   1247 11/06/2023   Text Only Order - Securities and Exchange Commissioner (SEC) and Receiver William Browns joint status report/letter motion requesting that the court defer entering judgment for the Receivership Defendants until the fourth distribution is completed, (Dkt. No. 1246), is GRANTED. SEC and the Receiver shall file a proposed final judgment upon completion of the fourth and final distribution or a further status report by May 3, 2024, whichever shall occur first. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 11/3/2023. (jel, )
pdf_icon  1246 11/02/2023 STATUS REPORT Joint Status Report of the Securities and Exchange Commission and the Receiver by William J. Brown. (Brown, William)
  1245 10/24/2023 Text Only Order - On March 30, 2015, the court granted the remainder of plaintiff Securities and Exchange Commission (SEC)'s motion for summary judgment. (Dkt. No. 816.) At that time, SEC requested that the court defer entering judgment for the receivership defendants --- MS & Co., MS Advisors, MS Capital, and the Four Funds --- until the bulk of the funds held for investors have been distributed and the receivership is preparing to close for the purpose of preventing the creation of any impediments to ongoing collection and recovery efforts for the benefit of investors because of an outstanding judgment against the entities for which William Brown acts as Receiver. (Id. at 53.) Lastly, Brown was directed to inform the court, in writing, once the funds have been distributed and he is ready to close the receivership, so the court may enter judgment. (Id. at 55.) SEC and the Receiver are directed to jointly file a status report on the issue of the deferral of judgment as to the receivership defendants on or before November 27, 2023. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 10/24/2023. (jel, )
pdf_icon   1244  07/28/2023 ORDER granting [1243] Motion to Withdraw as Attorney. Attorney Kevin P. McGrath terminated. Signed by Magistrate Judge Christian F. Hummel on 7/27/2023
pdf_icon 1243 07/03/2023 MOTION to Withdraw as Attorney Kevin P. McGrath filed by Securities and Exchange Commission. Response to Motion due by 7/21/2023 (Attachments: # (1) Proposed Order/Judgment) Motions referred to Christian F. Hummel. (McGrath, Kevin)
pdf_icon 1242 06/21/2023 MANDATE of USCA issued on 6/20/2023 as to [1225] Notice of Appeal filed by David L. Smith (khr)
pdf_icon 1241 06/12/2023 ORDER granting [1238] Motion and APPROVING NINETEENTH INTERIM APPLICATION OF CHIAMPOU TRAVIS BESAW & KERSHNER LLP FOR APPROVAL OF FEES. Signed by Magistrate Judge Christian F. Hummel on 6/12/2023. (tab)
pdf_icon 1240 06/12/2023 ORDER granting [1237] Motion for Attorney Fees: Approving TWENTY-SECOND INTERIM APPLICATION OF PHILLIPS LYTLE LLP AND THE RECEIVER FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES. Signed by Magistrate Judge Christian F. Hummel on 6/12/2023. (tab)
pdf_icon 1239 06/01/2023 NOTICE by William J. Brown re [1237] Interim MOTION for Attorney Fees Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Letter Correcting Typographical Error in Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses (Brown, William)
pdf_icon  1238  05/17/2023   Interim MOTION Compensation for Services Rendered Nineteenth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees filed by William J. Brown. Response to Motion due by 6/7/2023 (Attachments: # (1) Nineteenth Fee Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1237 05/17/2023  Interim MOTION for Attorney Fees Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Response to Motion due by 6/7/2023 (Attachments: # (1) Twenty-Second Interim Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William)