pdf_icon 1157 10/16/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Fourth Payment Schedule of SECOND Investor Distribution (Collateral Recovery Investors) (Brown, William)
pdf_icon 1156 10/16/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Third Payment Schedule of SECOND Investor Distribution (Brown, William)
pdf_icon 1155 10/02/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Second Payment Schedule of SECOND Investor Distribution (Collateral Recovery Investors) (Brown, William)
pdf_icon 1154 10/02/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of First Payment Schedule of SECOND Investor Distribution (Brown, William)
pdf_icon 1153 10/02/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixty-Fifth and Final Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1152 09/30/2020 NOTICE by William J. Brown re [1143] Notice (Other), [1128] Order on Motion for Miscellaneous Relief, Notice of Filing of First Supplemental List of Abandoned and Expunged Claims (Brown, William)
pdf_icon 1151 09/11/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixty-Fourth Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1150 08/24/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixty-Third Payment Schedule of First Investor Distribution (Collateral Recovery Investors) (Brown, William)
pdf_icon 1149 08/24/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixty-Second Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1148 08/21/2020 ORDER granting [1132] Motion for Compensation for Services Rendered (Twelfth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees). Signed by Magistrate Judge Christian F. Hummel on 8/21/2020. (tab)
pdf_icon 1147 08/21/2020 ORDER granting [1131] Motion for Attorney Fees (Fifteenth Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses). Signed by Magistrate Judge Christian F. Hummel on 8/21/2020. (tab)
    08/21/2020 TEXT ONLY NOTICE of Hearing on Motion [1133] MOTION Approval of (I) Destruction of Files, Recycling of Computers and Other Wind-Up Activities, (II) Continuation of Receivership to Accomplish Foregoing, and (III) Termination of the Receivership and Discharge of the Receiver, All Following Complet : Motion Hearing set for 9/3/2020 at 09:00 AM in Albany before Senior Judge Gary L. Sharpe will be on SUBMIT only. No personal appearances are needed.(jel, )
pdf_icon 1146 08/14/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixty-First Payment Schedule of First Investor Distribution (Preferred Investors) (Brown, William)
pdf_icon 1145 08/14/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Sixtieth Payment Schedule of First Investor Distribution (Preferred/Collateral Recovery Investors) (Brown, William)
pdf_icon 1144 08/13/2020 CERTIFICATE OF SERVICE by William J. Brown re [1128] Order on Motion for Miscellaneous Relief, (Brown, William)
pdf_icon 1143 08/12/2020 NOTICE by William J. Brown re [1128] Order on Motion for Miscellaneous Relief, Notice of Filing of Abandoned Claims List (Brown, William)
pdf_icon  1142  08/12/2020  Turnover Order (Fed. R. Civ. P. 69(a) and NY CPLR §§ 5225(b) and 5227 to National Financial Services LLC. Signed by Senior Judge Gary L. Sharpe on 8/11/2020. (jel, )
pdf_icon  1141  08/12/2020  Order Modifying Asset Freeze. Signed by Senior Judge Gary L. Sharpe on 8/11/2020. (jel, )
pdf_icon  1140  08/12/2020  Turnover Order (Fed. R. Civ. P. 69(a) and NY CPLR §§ 5225(b) and 5227) to National Financial Services LLC. Signed by Senior Judge Gary L. Sharpe on 8/11/2020. (jel, )
pdf_icon 1139   08/12/2020  Turnover Order (Fed. R. Civ. P. 69(a) and NY CPLR §§ 5225(b) and 5227) to Bank of America. Signed by Senior Judge Gary L. Sharpe on 8/11/2020. (jel, )
pdf_icon 1138 08/07/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Fifty-Ninth Payment Schedule of First Investor Distribution (Collateral Recovery Investors) (Brown, William)
pdf_icon 1137 08/07/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Fifty-Eighth Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1136 08/05/2020 LETTER BRIEF Receiver's Letter Responding to Investor Letter (Docket No. 1134) by William J. Brown. (Brown, William)
pdf_icon 1135 08/04/2020 Letter Motion from David Stoelting for Securities and Exchange Commission requesting entry of Proposed Turnover Order to NFS submitted to Judge Sharpe . (Attachments: # (1) Proposed Turnover Order to NFS)(Stoelting, David)
pdf_icon 1134 07/27/2020 Copy of letter dated July 21, 2020 from Chris Ann Gustafson, Co-TTEE to the Receiver regarding status of the final settlement. (jel, )
pdf_icon 1133 07/24/2020 MOTION Approval of (I) Destruction of Files, Recycling of Computers and Other Wind-Up Activities, (II) Continuation of Receivership to Accomplish Foregoing, and (III) Termination of the Receivership and Discharge of the Receiver, All Following Completion of Final Distributions to Investors With Allowed Claims and the Filing of the Receivers Final Report Motion Hearing set for 9/3/2020 09:00 AM in Albany before Senior Judge Gary L. Sharpe Response to Motion due by 8/17/2020 filed by William J. Brown. (Attachments: # (1) Receivers Omnibus Motion for Approval of (I) Destruction of Files, Recycling of Computers and Other Wind-Up Activities, (II) Continuation of Receivership to Accomplish Foregoing, and (III) Termination of the Receivership and Discharge of the Receiver, All Following Completion of Final Distributions to Investors With Allowed Claims and the Filing of the Receivers Final Report, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Declaration, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1132 07/15/2020 MOTION Compensation for Services Rendered Motion Hearing set for 8/20/2020 09:30 AM in Albany before Magistrate Judge Christian F. Hummel Response to Motion due by 8/3/2020 filed by William J. Brown. (Attachments: # (1) Twelfth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1131 07/15/2020 MOTION for Attorney Fees Motion Hearing set for 8/20/2020 09:30 AM in Albany before Magistrate Judge Christian F. Hummel Response to Motion due by 8/3/2020 filed by William J. Brown. (Attachments: # (1) Fifteenth Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William)
pdf_icon 1130 07/07/2020 SUMMARY ORDER - ORDERED that the Ninth Motion, (Dkt. No. 1075), is GRANTED; and it is further ORDERED that the Remar-Lex Claims, listed on Exhibit A to theNinth Motion, (Dkt. No. 1075, Attach. 12 at 4), are DISALLOWED; and it is further ORDERED that the Rabinovich Claims, listed on the revised versionof Exhibit A to the Ninth Motion, (Dkt. No. 1097, Attach. 1 at 4), excluding claims marked as Individual Claim, are DISALLOWED; and it is further ORDERED that the ADT Claims listed on Exhibit B to the NinthMotion, (Dkt. No. 1075, Attach. 12 at 5), are RECLASSIFIED to unsecuredclaims and are DISALLOWED; and it is further ORDERED that the HSK Claim, listed on Exhibit B to the NinthMotion, (Dkt. No. 1075, Attach. 12 at 5), is RECLASSIFIED to a secured claim to the extent of the value of the collateral and as an unsecured claim for any deficiency in accordance with the plan of distribution; and it is further ORDERED that the application of the preferential payment offset to reduce the distributions to preferred investors is APPROVED as set forth on Exhibit C-1 to the Ninth Motion, (Dkt. No. 1075, Attach. 12 at 6); and it is further ORDERED that the preferred investor paper claims listed on ExhibitC-2 to the Ninth Motion, (Dkt. No. 1075, Attach. 12 at 7), areDISALLOWED; and it is further ORDERED that each of the paper claims listed on Exhibits D-1, D-2,and D-3 to the Ninth Motion, (Dkt. No. 1075, Attach. 12 at 8-11), are DISALLOWED; and it is further ORDERED that the rights of the Receiver to object on any other basis to the claims of all investors or claimants is PRESERVED. Signed by Senior Judge Gary L. Sharpe on 7/7/2020. (jel, )
pdf_icon 1129 07/07/2020 ORDER granting [1100] Motion for an Order Disallowing Unresolved Paper Claims. Signed by Senior Judge Gary L. Sharpe on 7/7/2020. (jel, )
pdf_icon 1128 07/07/2020 ORDER GRANTING [1090] Motion for order in aid of Administration (A) Approving Procedure for Notice and Abandonment of Claims of Lost Investors and Investors with Incomplete Claim files, (B) Approving Redistribution of Allocated Recoveries to Receivership Estate for Benefit of Investors with Allowed Claims, (C) Expunging Abandoned Claims and Incomplete Claims and (D) Disallowing Certain Remaining Paper Claims. Signed by Senior Judge Gary L. Sharpe on 7/7/2020. (jel, )
pdf_icon 1127 06/08/2020 Letter Motion from David Stoelting for Securities and Exchange Commission requesting entry of proposed Orders submitted to Judge Sharpe . (Attachments: # (1) Proposed Order to NFS re IRA, # (2) Proposed BOA Turnover Order, # (3) Proposed NFS Turnover Order)(Stoelting, David)
pdf_icon 1126 04/21/2020 ORDER granting [1122] ELEVENTH INTERIM APPLICATION OF CHIAMPOU TRAVIS BESAW & KERSHNER LLP FOR APPROVAL OF FEES. Signed by Magistrate Judge Christian F. Hummel on 4/21/2020. (tab)
pdf_icon 1125 04/21/2020 ORDER granting [1121] FOURTEENTH INTERIM APPLICATION OF PHILLIPS LYTLE LLP AND THE RECEIVER FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES. Signed by Magistrate Judge Christian F. Hummel on 4/21/2020. (tab)
pdf_icon 1124 03/13/2020 TURNOVER ORDER (FED. R. CIV. P. 69(a) AND NY CPLR §§ 5225(b) AND 5227) TO JOHN HANCOCK LIFE INSURANCE COMPANY (USA). Signed by Senior Judge Gary L. Sharpe on 3/13/2020. (jel, )
pdf_icon 1123 03/13/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Fifty-Seventh Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1122 03/13/2020 Interim MOTION Compensation for Services Rendered Motion Hearing set for 4/16/2020 09:30 AM in Albany before Magistrate Judge Christian F. Hummel Response to Motion due by 3/30/2020 filed by William J. Brown. (Attachments: # (1) Eleventh Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees, # (2) Exhibit(s) A - Declaration, # (3) Exhibit(s) B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1121 03/13/2020 Interim MOTION for Attorney Fees Motion Hearing set for 4/16/2020 09:30 AM in Albany before Magistrate Judge Christian F. Hummel Response to Motion due by 3/30/2020 filed by William J. Brown. (Attachments: # (1) Fourteenth Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses, # (2) Exhibit(s) A - Declaration, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William)
pdf_icon 1120   03/10/2020  Letter Motion from David Stoelting for Securities and Exchange Commission requesting approval of proposed Turnover Order to John Hancock Life Insurance Company (USA) [amendment of Dkt. 1113] . (Attachments: # (1) Proposed Turnover Order to John Hancock Life Insurance Company (USA))(Stoelting, David)
 pdf_icon 1119  03/10/2020   TURNOVER ORDER (FED. R. CIV. P. 69(a) ANDNY CPLR §§ 5225(b) AND 5227) TO NATIONAL FINANCIAL SERVICES LLC. Signed by Senior Judge Gary L. Sharpe on 3/3/2020. (jel, )
pdf_icon 1118 03/03/2020 Letter Motion from David Stoelting for Securities and Exchange Commission requesting entry of Proposed Turnover Order to National Financial Services LLC submitted to Judge Sharpe . (Attachments: # (1) Proposed Turnover Order to national Financial Services LLC)(Stoelting, David)
  1117 02/28/2020 TEXT ORDER granting [1115] Letter Motion from William J. Brown, Receiver for William J. Brown requesting Unsealing of Order at Docket No. 958. The Clerk is directed to unseal Dkt. No. 958. Authorized by Magistrate Judge Christian F. Hummel on 2/28/2020. (tab)
pdf_icon 1116 02/25/2020 Mail Returned as Undeliverable re: 1109 Text Order on Letter Request sent to Lynn A. Smith. Address sent to: 24 Pine Ridge Rd., Basalt, CO 81621 (dpk)
pdf_icon 1115 02/20/2020  Letter Motion from William J. Brown, Receiver for William J. Brown requesting Unsealing of Order at Docket No. 958 submitted to Judge Hon. Christian F. Hummel . (Brown, William)
pdf_icon 1114 02/20/2020  STATUS REPORT Statement of the Receiver Respecting the Sale of the Smith's Saratoga Springs, New York Real Property by William J. Brown. (Brown, William)
pdf_icon 1113 02/18/2020 TURNOVER ORDER to John Hancock Life Insurance Co. Signed by Senior Judge Gary L. Sharpe on 2/18/2020. (jel, )
pdf_icon 1112 02/13/2020 Letter Motion from David Stoelting for Securities and Exchange Commission requesting entry of proposed Turnover Order to John Hancock Life Insurance Co. submitted to Judge Sharpe . (Attachments: # (1) Proposed Turnover Order to John Hancock Life Insurance Co.)(Stoelting, David)
pdf_icon 1111 02/07/2020 NOTICE by William J. Brown re [904] Order on Motion for Miscellaneous Relief,, Order on Letter Request,,, Notice of Filing of Fifty-Sixth Payment Schedule of First Investor Distribution (Brown, William)
pdf_icon 1110 02/06/2020 ORDER MODIFYING ASSET FREEZE. Signed by Senior Judge Gary L. Sharpe on 2/5/2020. (Copy served via regular mail to defendant Lynn A. Smith along with a certified copy)(jel, )
  1109 02/06/2020 Text Only Order - Defendant Lynn A. Smith's request for the re-issuance of the court's October 29, 2019 Order Modifying Asset Freeze, (Dkt. No. 1108), is GRANTED. The court VACATES the Order issued on October 29, 2019, (Dkt. No. 1082), and directs the Clerk to re-issue same and provide a certified copy of the order to Smith. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 2/5/2020. (Copy served via regular mail upon Lynn A. Smith)(jel, )
pdf_icon 1108 02/04/2020 Letter Motion from Lynn A. Smith dated February 3, 2020 requesting a new order to be issued and provided a certified copy of the order. (jel, )
pdf_icon 1107 01/29/2020 TURNOVER ORDER (FED. R. CIV. P. 69(a) ANDNY CPLR §§ 5225(b) AND 5227) TO COMMUNITY BANK, N.A. Signed by Senior Judge Gary L. Sharpe on 1/29/2020. (jel, )
pdf_icon 1106 01/29/2020 Letter Motion from David Stoelting for Securities and Exchange Commission requesting entry of proposed Turnover Order submitted to Judge Sharpe . (Attachments: # (1) Proposed Turnover Order (Fed. R. Civ. P. 69(a) and NY CPLR 52259b) and 5227) to Community Bank, N.A.)(Stoelting, David)
pdf_icon 1105 01/07/2020 ORDER granting [1067] Eighth MOTION for an Order (A) Disallowing or Equitably Subordinating the Smith Claims or (B) Offsetting the Judgment Obligations with Smith Claim Distributions, and (C) Expunging Smith Paper Claims. Signed by Senior Judge Gary L. Sharpe on 1/7/2020. (jel, )
pdf_icon 1104 01/07/2020 ORDER granting [1056] Seventh MOTION for an Order (A) Disallowing Preferred Investor Paper Claims and (B) Applying Recovery Offset to Preferred Investor Claims (Investment Fund Redemptions). Signed by Senior Judge Gary L. Sharpe on 1/7/2020. (jel, )
pdf_icon 1103 01/07/2020 ORDER granting [1052] Motion Sixth MOTION for an Order (A) Applying Preferential Payment Offset to Lesley Levy Claims and (B) Equitably Subordinating Lesley Levy Claims. Signed by Senior Judge Gary L. Sharpe on 1/7/2020. (Copy served via regular mail)(jel, )