pdf_icon  1236  12/02/2022  STATUS REPORT SIXTH Written Status Report of the Receiver by William J. Brown. (Brown, William)
pdf_icon 1235 11/09/2022 ORDER granting [1233] Motion and APPROVING EIGHTEENTH INTERIM APPLICATION OF CHIAMPOU TRAVIS BESAW & KERSHNER LLP FOR APPROVAL OF FEES. Signed by Magistrate Judge Christian F. Hummel on 11/9/2022. (tab)
pdf_icon 1234 11/09/2022 ORDER granting [1232] Motion for Attorney Fees: APPROVING TWENTY-FIRST INTERIM APPLICATION OF PHILLIPS LYTLE LLP AND THE RECEIVER FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES. Signed by Magistrate Judge Christian F. Hummel on 11/9/2022. (tab)
pdf_icon 1233 10/18/2022 Interim MOTION Compensation for Services Rendered Eighteenth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees filed by William J. Brown. Response to Motion due by 11/8/2022 (Attachments: # (1) Eighteenth Interim Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1232 10/18/2022 Interim MOTION for Attorney Fees Twenty-First Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Response to Motion due by 11/8/2022 (Attachments: # (1) Twenty-First Interim Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William)
 pdf_icon 1231 07/19/2022   CERTIFICATE OF SERVICE by William J. Brown re [1230] Order on Motion for Miscellaneous Relief, (Brown, William)
pdf_icon 1230 07/18/2022 ORDER granting [1229] Motion MOTION Authority to Use Unclaimed Funds and to Make De Minimis Distributions Notice of Motion and Motion of William J. Brown, as Receiver, for Order in Aid of Administration (A) Approving Use of Unclaimed Funds to Pay Administrative Expenses and Allowed Claims of Other Investors and (B) Approving Distribution of De Minimis Amounts to Investors in Contemplation of a Potential Fourth Investor Distribution. Signed by Senior Judge Gary L. Sharpe on 7/15/2022. (jel, )
pdf_icon 1229 04/15/2022 MOTION Authority to Use Unclaimed Funds and to Make De Minimis Distributions Notice of Motion and Motion of William J. Brown, as Receiver, for Order in Aid of Administration (A) Approving Use of Unclaimed Funds to Pay Administrative Expenses and Allowed Claims of Other Investors and (B) Approving Distribution of De Minimis Amounts to Investors in Contemplation of a Potential Fourth Investor Distribution filed by William J. Brown. Response to Motion due by 5/5/2022 (Attachments: # (1) Receiver's Motion, # (2) Declaration, # (3) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1228 04/12/2022 ORDER granting [1224] Motion APPROVING SEVENTEENTH INTERIM APPLICATION OF CHIAMPOU TRAVIS BESAW & KERSHNER LLP FOR APPROVAL OF FEES. Signed by Magistrate Judge Christian F. Hummel on 4/12/2022. (tab)
pdf_icon 1227 04/12/2022

ORDER granting [1223] Motion for Attorney Fees, APPROVING TWENTIETH INTERIM APPLICATION OF PHILLIPS LYTLE LLP AND THE RECEIVER FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES. Signed by Magistrate Judge Christian F. Hummel on 4/12/2022. (tab)
pdf_icon 1226 04/12/2022

ELECTRONIC NOTICE AND CERTIFICATION sent to US Court of Appeals re [1225] Notice of Appeal (egr)
pdf_icon 1225 04/11/2022 NOTICE OF APPEAL as to [1222] Order on Motion to Set Aside Judgment,, by David L. Smith. Filing fee $ 505, receipt number ANYNDC-5866643. (Weddle, Justin)
pdf_icon 1224 03/18/2022 MOTION Compensation for Services Rendered Seventeenth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees filed by William J. Brown. Response to Motion due by 4/8/2022 (Attachments: # (1) Seventeenth Interim Application, # (2) Exhibit(s) A, # (3) Errata B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William)
pdf_icon 1223 03/18/2022 MOTION for Attorney Fees Twentieth Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Response to Motion due by 4/8/2022 (Attachments: # (1) Twentieth Interim Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William)
  1222 02/11/2022 TEXT ONLY ORDER - Pending is defendant David L. Smith's motion, pursuant to Rule 60(b)(4) of the Federal Rules of Civil Procedure, to, among other things, set aside the judgment as void. (Dkt. No. 1195.) The court has carefully considered the arguments contained within Smith's motion, and, for the reasons offered in opposition by plaintiff Securities and Exchange Commission, (Dkt. No. 1198), and the Receiver, William J. Brown, (Dkt. No. 1196), the motion, (Dkt. No. 1195), is DENIED. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 2/10/2022. (jel, )