|
1249 |
12/15/2023 |
STATUS REPORT Seventh Written Status Report of the Receiver Amending and Restating Status Report Filed December 14, 2023 by William J. Brown. (Attachments: # (1) Certificate of Service)(Brown, William) |
|
1248 |
12/14/2023 |
STATUS REPORT Sixth Written Status Report of the Receiver by William J. Brown. (Attachments: # (1) Certificate of Service)(Brown, William) |
|
1247 |
11/06/2023 |
Text Only Order - Securities and Exchange Commissioner (SEC) and Receiver William Browns joint status report/letter motion requesting that the court defer entering judgment for the Receivership Defendants until the fourth distribution is completed, (Dkt. No. 1246), is GRANTED. SEC and the Receiver shall file a proposed final judgment upon completion of the fourth and final distribution or a further status report by May 3, 2024, whichever shall occur first. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 11/3/2023. (jel, ) |
|
1246 |
11/02/2023 |
STATUS REPORT Joint Status Report of the Securities and Exchange Commission and the Receiver by William J. Brown. (Brown, William) |
|
1245 |
10/24/2023 |
Text Only Order - On March 30, 2015, the court granted the remainder of plaintiff Securities and Exchange Commission (SEC)'s motion for summary judgment. (Dkt. No. 816.) At that time, SEC requested that the court defer entering judgment for the receivership defendants --- MS & Co., MS Advisors, MS Capital, and the Four Funds --- until the bulk of the funds held for investors have been distributed and the receivership is preparing to close for the purpose of preventing the creation of any impediments to ongoing collection and recovery efforts for the benefit of investors because of an outstanding judgment against the entities for which William Brown acts as Receiver. (Id. at 53.) Lastly, Brown was directed to inform the court, in writing, once the funds have been distributed and he is ready to close the receivership, so the court may enter judgment. (Id. at 55.) SEC and the Receiver are directed to jointly file a status report on the issue of the deferral of judgment as to the receivership defendants on or before November 27, 2023. IT IS SO ORDERED. Issued by Senior Judge Gary L. Sharpe on 10/24/2023. (jel, ) |
|
1244 |
07/28/2023 |
ORDER granting [1243] Motion to Withdraw as Attorney. Attorney Kevin P. McGrath terminated. Signed by Magistrate Judge Christian F. Hummel on 7/27/2023 |
|
1243 |
07/03/2023 |
MOTION to Withdraw as Attorney Kevin P. McGrath filed by Securities and Exchange Commission. Response to Motion due by 7/21/2023 (Attachments: # (1) Proposed Order/Judgment) Motions referred to Christian F. Hummel. (McGrath, Kevin) |
|
1242 |
06/21/2023 |
MANDATE of USCA issued on 6/20/2023 as to [1225] Notice of Appeal filed by David L. Smith (khr) |
|
1241 |
06/12/2023 |
ORDER granting [1238] Motion and APPROVING NINETEENTH INTERIM APPLICATION OF CHIAMPOU TRAVIS BESAW & KERSHNER LLP FOR APPROVAL OF FEES. Signed by Magistrate Judge Christian F. Hummel on 6/12/2023. (tab) |
|
1240 |
06/12/2023 |
ORDER granting [1237] Motion for Attorney Fees: Approving TWENTY-SECOND INTERIM APPLICATION OF PHILLIPS LYTLE LLP AND THE RECEIVER FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES. Signed by Magistrate Judge Christian F. Hummel on 6/12/2023. (tab) |
|
1239 |
06/01/2023 |
NOTICE by William J. Brown re [1237] Interim MOTION for Attorney Fees Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Letter Correcting Typographical Error in Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses (Brown, William) |
|
1238 |
05/17/2023 |
Interim MOTION Compensation for Services Rendered Nineteenth Interim Application of Chiampou Travis Besaw & Kershner LLP for Approval of Fees filed by William J. Brown. Response to Motion due by 6/7/2023 (Attachments: # (1) Nineteenth Fee Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Proposed Order/Judgment, # (5) Certificate of Service) Motions referred to Christian F. Hummel. (Brown, William) |
|
1237 |
05/17/2023 |
Interim MOTION for Attorney Fees Twenty-Second Interim Application of Phillips Lytle LLP and the Receiver for Allowance of Compensation and Reimbursement of Expenses filed by William J. Brown. Motion returnable before Judge Christian F. Hummel Response to Motion due by 6/7/2023 (Attachments: # (1) Twenty-Second Interim Application, # (2) Exhibit(s) A, # (3) Exhibit(s) B, # (4) Exhibit(s) C, # (5) Proposed Order/Judgment, # (6) Certificate of Service) (Brown, William) |